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EFAMA Documents
FEFSI Letter to European Commission (March 5, 2004)
FEFSI & EAMA Letter to European Commission (Dec 23, 2003)
FEFSI Letter to Basel Committee (July 31, 2003)
Letter to European Commission (January 31, 2003)
Toulouse Study on Capital Requirements
Letter to Basel Committee (October 31, 2001)
Letter to Basel Committee (May 31, 2001)
Commission documents
Review of Capital Requirements (July 2003: Explanatory Document)
Review of Capital Requirements (July 2003: Annex h)
Review of Capital Requirments (July 2003: Working Document)
Review of Capital Requirements (November 2002: Cover Document)
Review of Capital Requirements (November 2002: Working Document)
Review of Capital Requirements (November 2002: Annexes)
Others
The new UCITS Directive explained
Other International Bodies
Basel Committee: The Basel New Capital Accord - Third Consultative Document (April 2003)
Statement by the International Investment Funds Association (October 17, 2001)
Basel Committee: Working Paper on the Regulatory Treatment of Operational Risk (Sept 2001)
Basel Committee: the new Basel Capital Accord - Explanatory Note (January 2001)
Basel Committee: The Basel New Capital Accord - consultative document (January 2001)
Fund accountancy and reporting
IFRS : Application to investment funds
Conditions for the application of IASs to investment funds in the EU - A FEFSI discussion paper (8th
Depositaries
Duties and Responsibilities of Depositaries
The Regulation of UCITS Depositaries - A FEFSI Position Paper (6 December 2002)
Regulatory Environment
EFAMA Documents
Creating a single market framework for nationally regulated retail investment funds
Hedge Funds Regulation in Europe - a comparative survey (November 2005)
FEFSI Comments of 4 October 2004 on the Report of the Independent Group of Experts on Asset Management
Commission documents
de Larosière Report
FSAP: progress and prospects-Asset Management Expert Group/Final Report
Other EU bodies
CESR: Charter of the Committee of European Securities Regulators - 11 Sept. 2001
Investment Management
Products
EFAMA Documents
UCITS Directive and Guaranteed / Capital Protected Funds - A FEFSI Position Paper (8 November 2002)
Commission documents
Commission Recommendation 2004/383/EC of 27 April 2004 on the use of financial derivative instruments for UCITS
Distribution and Marketing
Regulations
EFAMA Documents
A harmonised, simplified approach to UCITS registration
Cross-border marketing of "harmonised" UCITS in Europe
Commission documents
Commission Recommendation on some contents of the simplified prospectus as provided for in Schedule C of Annex 1 to Council Directive 85/611/EEC
Corporate Governance and Company Law
Regulations
EFAMA Documents
Corporate Governance Action Plan
Commission documents
Modernising Company Law and enhancing Corporate Governance in the European Union- A plan to move forward
Tax Issues
Regulations
EFAMA Documents
An EFAMA survey: Principles of Taxation of UCITS - 2006 update
PwC and EFAMA Report on Tax Discrimination Against Foreign Funds
An EFAMA Survey: Principles of Taxation of UCITS - 2005 Update
PWC-FEFSI Progress Report: Discriminatory tax barriers facing the EU funds industry
Taxation of cross-border savings income-Sept 1999
Taxation of cross-border savings income-Nov 1998
Discriminatory tax barriers in the Single European investment funds market-2001
A FEFSI Survey: Principles of taxation of UCITS-2001 update
A FEFSI survey: Principles of Taxation of UCITS-2003 update
A FEFSI Survey:Principles of taxation of UCITS-2002 update
EFAMA on Review of Savings Directive
Commission documents
Communication on Taxation Strategy
Other International Bodies
OECD: Articles of the model Tax Convention on Income and on Capital-29 April 2000
Savings Directive Review
Pensions
Regulations
Commission documents
IORP Pension Directive
Commission Communication (11 November 2002)
Communication on Safe and Sustainable Pensions (Oct 11, 2000)
Commission Decision on the setting up of a Supplementary Pensions Committee
Communication on taxation and occupational retirement provision (April 19, 2001)
Bolkestein's speech (Feb 6, 2001)
Progress report on ageing population (November 6, 2000)
IORP Pension Directive (October 11, 2000)
Study on pension schemes (May 2000)
EFAMA Documents
EPPA: The European Personal Pension Account
Fefsi's comments on the proposed Directive on Occupational Pensions
Final Declaration of the XIVth International Investment Funds Conference
Responses Green Paper Supplementary Pensions 1997
Global Issues
Regulations
OECD
Governance systems for Collective Investment Schemes in OECD Countries
An EFAMA Policy Paper on the Simplified Prospectus
European Government Bond Markets: transparency, liquidity, efficiency
A Code of Conduct for the European Investment Management Industry (Discussion Paper)
Clarification of Definitions concerning Eligible Assets for Investment of UCITS
EFAMA Comments on the Commission's Green Paper on the Enhancement of the EU Framework for Investment Funds
A Pan-European Fund Processing Passport
test doc
EBF Report on Customers Identification Requirements in the context of the Savings Taxation Directive, of 3 January
Transparency Directive
FEFSI Comments of 4 October 2004 on the Report of the Independent Group of Experts on Asset Management
Capital_Adequacy_Requirements
Council adoption of new Directive (4 December 2001)
Report - EP 1st Reading on UCITS
EP Resolution on Lamfalussy Report
Baselimpactstudy
Agreement on the Charter of the Committee of European Securities Regulators
IOSCO: Report Securities on the Internet (1998)
BasleSept01
Annotated Presentation of Regulated Markets (16 November 2002)
*FEFSICodeGoodCondOnPerformance
*Internet
Commission Opinion (1st proposal) (21 November 2001)
EU_Financial_ServicesWTO_submission
Financial Services: meeting consumers expectations
*Internetprevious
Position Papers
2007
EFAMA Comments CESR Consultation on KII
EFAMA Comments MEP Klinz Draft Report on Asset Management II
EFAMA Comments CESR Call for Evidence on Level 3 Work on Transparency Directive
Impact Assessment Guidelines for EU Level 3 Committees
EFAMA comments EU Commission Green Paper on Retail Financial Services in the Single Market
EFAMA Replies to Call for Evidence on Private Placement Regimes in EU
EFAMA Comments to the Commission Initial Orientations on Possible Adjustments to the UCITS Directive
EFAMA comments Work Programme of IOSCO Technical Committee
EFAMA Reply to CESR Consultation on Non-Equity Transparency
EFAMA Reply to Commission Green Paper on Review of Consumer Acquis
EFAMA comments on the second interim report monitoring the Lamfalussy Process by the IIMG
EFAMA Reply to CESR Consultation on Best Execution under MiFID
EFAMA Reply to CESR Call for Evidence on Non-Equities Markets Transparency
EFAMA Reply to CESR Consultation on Level 3 MiFID Transaction Reporting
EFAMA Comments on CESR Consultation "The Passport under MiFID"
EFAMA Comments on the White Paper on Enhancing the Single Market for Investment Funds
EFAMA Reply to CESR Consultation on Inducements
EFAMA reply to CESR Call for Evidence on the Supervisory Functioning of the Prospectus Directive and Regulation
EFAMA comments on MiFID Transaction Reporting Requirements
2004
FEFSI comments of 10 February 2004 on the draft revised text of the OECD Principles of Corporate Governance
2005
CESR Mediation Mechanism Paper
Fostering an Appropriate Regime for Shareholders' Rights
Clarification of Definitions concerning Eligible Assets for Investments of UCITS
FEFSI comments on CESR's analytical paper: "Which supervisory tools for the EU Securities Markets"
FEFSI comments on CESR's advice on possible implementing measures of the Directive 2004/39/EC on Markets in Financial Instruments-2nd Set of Mandates
2008
Scope of Transaction Reporting Obligation
EFAMA's reply to EU Consultation on Solvency Rules for IORP
EFAMA's Reply to CESR Consultation on Risk Management principles for UCITS
Management Company Passport
3L3 Consultation: Guidelines for assessment of M&A
EFAMA Reply to Consultation "Policy options to address the problem of excessive reliance on ratings"
EFAMA Reply to Consultation "Proposal for a Regulatory Framework for CRAs"
EFAMA Comments CESR Advice MCP
EFAMA reply to CRD securitization consultation
EFAMA’s Position Paper on the IORP Directive Review
EFAMA response to 3L3 consultation
EFAMA’s Comments on possible changes to CRD
EFAMA Comments on IOSCO Credit Rating Agencies Consultation
Role of Credit Rating Agencies in Structured Finance
EFAMA Comments the 3L3 Medium Term Work Programme
EFAMA response to COM Call for evidence on substitute retail savings products
2006
EFAMA's Comments to CESR's Issues Paper: Hedge Fund Indices
EFAMA Comments to CESR's Consultation on recordkeeping
EFAMA Reply to IOSCO's Report "Examination of Governance for Collective Investment Schemes"
EFAMA Comments the Reports of the EU Commission's Expert Groups
Pre- and post-trade transparency provisions of MiFID in relation to transactions in classes of financial instruments other than shares
EFAMA Response to CESR Consultation Paper MiFID Level 3 Work
VAT Treatment of Financial Services
Consolidation of Market Transparancy Data
Corporate Governance Action Plan - Commission's Consultation
EFAMA Response to CESR's Consultation on the Simplification Procedure for Notification of UCITS
2002
FEFSI welcomes the extension of the Lamfalussy Procedure (15 November 2002)
2003
2009
EFAMA reply to CESR Consultation on Inducements: Good and poor practices
EFAMA-IMMFA response to CESR Consultation on common definition of European money market funds
EFAMA comments on CESR consultation paper understanding the definition of advice under MIFID
EFAMA reply on CESR consultation on technical advice on level 2 measures relating to mergers of UCIT
EFAMA Reply to CESR consultation paper on trade repositories
EFAMA reply on IOSCO consultation report on Structured Finance Products
EFAMA reply on CESR consultation on Pan European Short Selling disclosure regime
EFAMA comments to the Commission consultation on the UCITS Depositary Function
EFAMA reply to CESR Consultation on technical advice at level 2 on KID
EFAMA Reply to CESR Consultation on technical advice on level 2 on Management Company Passport
EFAMA reply on CEIOPS Consultation Paper the Draft L2 Advice on SCR Standard Formula – Market Risk
EFAMA reply on CEBS consultation on Revised Large exposure regime
EFAMA reply to CESR call for evidence on mutual recognition with non-EU jurisdictions
EFAMA reply to Commission consultation on OTC Derivatives Markets
EFAMA reply to CESR consultation paper on complex & non-complex financial instruments
EFAMA reply to CESR technical advice on Risk Measurement for UCITS
EFAMA reply to IOSCO consultation report on Unregulated Financial Markets & Products
EFAMA reply to COM call for evidence on review of MAD
EFAMA reply to CESR consultation paper on technical issues relating to KID
EFAMA response to the Commission consultation regarding possible changes to the CRD
EFAMA Reply to ESCB_CESR Consultation on CCPs Draft Recommendations
EFAMA Reply to CESR Consultation Paper on proposals for the Review Panel work plan
EFAMA reply to COM Consultation on the future of financial services supervision in the EU
EFAMA reply to COM call for evidence on ICSD
EFAMA response to CESR call for evidence on UCITS Level 2
2010
EFAMA replies to CESR consultation on Transaction reporting OTC Derivatives
EFAMA Replies to Commission Consultation Market Abuse Directive
EFAMA replies to European Commission Public Consultation on Short Selling
EFAMA replies to European Commission Public Consultation on Derivatives & Market Infrastructures
EFAMA replies to CPSS-IOSCO Consultation on Trade Repositories
EFAMA replies to CPSS-IOSCO Consultation on OTC Derivatives CCP
EFAMA replies to CESR Consultation on CRAs
EFAMA replies to CESR Consultation on MiFID Review - Non-Equity Markets Transparency
EFAMA replies to CESR Consultations on MiFID review - Equity Markets
EFAMA Reply to CESR's Consultation paper on Risk Measurement
EFAMA Reply to CESR Consultation Paper on MiFID Review - Investor Protection and Intermediaries
EFAMA replies to CESR Consultations on MiFID Review - Transaction Reporting
EFAMA Comments on COM Consultation on CRD
EFAMA Reply to CESR Proposal on Extension of Transparency Directive
EFAMA comments on EP Draft Report on OTC Derivatives
EFAMA Comments on ECB Consultation on Loan Level Information
EFAMA to IOSCO - Public comment on principles on point of sale disclosure
Press Releases
2007
Peter De Proft Appointed as New Director General of EFAMA
EFAMA publishes its 2007 Fact Book
EFAMA Elects New President
Simplifying Fund Processing: EFAMA promotes the Fund Processing Passport
EFAMA welcomes EU Commission's initial orientations for deepening the single market for UCITS
EFAMA welcomes the European Commission's Exposure Draft on adjustments to the UCITS Directive
Creation of an open internal market for funds and asset management - a common goal for EFAMA and the Swiss Funds Association SFA
EFAMA leads the way in simplifying fund processing
EFAMA leads the way in simplifying fund processing
2008
ESF EFAMA IMA on Credit Assessment Guidelines
081202_EFAMA Press Release - UCITS IV vote
EFAMA welcomes CESR Advice on MCP
EFAMA Press Release: ETFs
New FPSG Recommendations
EFAMA welcomes Commission UCITS IV proposal
EFAMA Press Release: a New Report on Asset Management
EFAMA Press Release on UCITS Survey
EFAMA launches a new fund categorization system
EFAMA Releases Version 2.0 of Fund Processing Passport
EFAMA welcomes EU Commission Expert Group Report on Open-Ended Real Estate Funds
EFAMA Publishes Report on DC Pension Schemes
2009
Press Release: EFAMA Releases October pan-European Investment Fund Data
Press Release: EFAMA President Personality of the Year
Press Release: EFAMA Releases European Statistical Report for Third Quarter 09
Press Release: EFAMA welcomes European Commission Statement of Objections to S&P
Press Release: EFAMA Releases September pan-European Investment Fund Data
Press Release: EFAMA-SWIFT Fund Processing Standardization Report: mid-2009 update
Press Release: News from the International Investment Funds Association
Press Release: EFAMA EFAMA Releases August pan-European Investment Fund Data
Press Release: EFAMA Announces Establishment of President Advisory Council
Press Release: EFAMA Response to Commission Financial Supervision Proposals
Press Release: EFAMA Strategy Announcement for 2009-2011
Press Release: United behind a European definition of money market funds
Press Release: Commission public consultation on the UCITS depositary function
Press release: New EFAMA President
Press Release: Communication EU Financial Supervision
Press Release: Joint EFAMA – SWIFT Report on Progress in Fund Processing Standardization
Press Release: International Investment Funds Association chooses new officers
Press Release: EU Commission Communication on Packaged Retail Investment Products
Press Release: EFAMA Second Annual Report on Asset Management
Press Release: EFAMA Survey on recent trends and perspectives for cross-border UCITS
Press Release: Payout Solutions for Pension Schemes
UCITS IV Vote
Action on antitrus claims
2010
Press Release - New data on standardization and automation of fund orders in Ireland
Press Release - UCITS Show Net Outflows of EUR 23 Billion for May
Press Release - EFAMA Welcomes European Commisson Pensions Green Paper
Press Release - EFAMA Output from FundForum International CEO Closed Session 30 June 2010
Press Release - EFAMA Welcomes UCITS IV Efficiency Package
Press Release - EFAMA Announces Launch of pan-European FPP Portal
Press Release - PwC and EFAMA publish UCITS IV Survey
Press Release: Joint EFAMA / IMFFA Press release about CESR's guidelines and money market funds
Press Release: EFAMA Third Asset Management Review
Press Release - EFAMA Report on Long-Term Savings
Press Release: EFAMA-SWIFT Fund Processing Standardization Report: Annual Report
Press Release: EFAMA Releases November pan-European Investment Fund Data
Statistics
Latest Trends
European Quarterly Statistics
Q2 2010 - Quarterly Statistical Release (September)
Q1 2010 - Quarterly Statistical Release (March)
Q4 2009 - Quarterly Statistical Release (December)
International Quarterly Statistics
International Statistical Release Q4 2009
Q4 2009 Supplementary Tables
European Monthly Industry Fact Sheet
2009
Monthly Industry Fact Sheet (December 2009)
Monthly Indsutry Fact Sheet (November 09)
Monthly Industry Fact Sheet (October 09)
Monthly Industry Fact Sheet (September 09)
Monthly Industry Fact Sheet (August 09)
Monthly Industry Fact Sheet July 09
2010
Monthly Industry Fact Sheet (June 2010)
Monthly Industry Fact Sheet (May 2010)
Monthly Industry Fact Sheet (April 2010)
Monthly Industry Fact Sheet (March 2010)
Monthly Industry Fact Sheet (February 2010)
Monthly Industry Fact Sheet (January 2010)
More Statistics
European Statistics
2003
Q4 2003 - Slide presentation
Q4 2003 - Quarterly Statistical Release
Q3 2003 - Quarterly Statistical Release
Q3 2003 - Slide presentation
Q2 2003 - Slide presentation
Q2 2003 - Quarterly Statistical Release
Q1 2003 - Slide presentation
Q1 2003 - Quarterly Statistical Release
2004
Q4 2004 - Quarterly Statistical Release
Q4 2004 - Slide presentation
Q3 2004 - Quarterly Statistical Release
Q3 2004 - Slide Presentation
Q2 2004 - Quarterly Statistical Release
Q2 2004 - Slide presentation
Q1 2004 - Quarterly Statistical Release
Q1 2004 - Slide presentation
2005
Q4 2005 - Quarterly Statistical Release
Q4 2005 - Slide Presentation
Q3 2005 - Quarterly Statistical Release
Q3 2005 - Slide Presentation
Q2 2005 - Slide Presentation
Q2 2005 - Quarterly Statistical Release
Q1 2005 - Slide presentation
Q1 2005 - Quarterly Statistical Release
2006
Q4 2006 - Quarterly Statistical Release
Q4 2006 - Slide Presentation
Q3 2006 - Quarterly Statistical Release
Q3 2006 - Slide Presentation
Q2 2006 - Quarterly Statistical Release
Q2 2006 - Slide Presentation
Q1 2006 - Quarterly Statistical Release
Q1 2006 - Slide Presentation
2007
Q4 2007 - Quarterly Statistical Release
Q4 2007 - Slide Presentation for Q4
Q3 2007 - Quarterly Statistical Release
Q3 2007 - Slide Presentation for Q3 2007
Q2 2007 - Quarterly Statistical Release
Q2 2007 - Slide Presentation
Q1 2007 - Quarterly Statistical Release
Q1 2007 - Slide Presentation
2008
Q4 2008 - Quarterly Statistical Release December
Q3 2008 - Quarterly Statistical Release (September)
Q3 2008 - Slide Presentation
Q2 2008 - Quarterly Statistical Release (June)
Q2 2008 - Slides Presentation
Q1 2008 - Slide Presentation
Q1 2008 - Quarterly Statistical Release (March)
2009
Q3 2009 - Quarterly Statistical Release (September)
Q2 2009 - Quarterly Statistical Release (June)
Q1 2009 - Quarterly Statistical Release March
International Statistics
2003
Q4 2003 - International Statistical Release
Q4 2003 - Intl' Statistics: Supplementary tables
Q3 2003 - International Statistical Release
Q3 2003 - Intl' Statistics: Supplementary tables
Q2 2003 - International Statistical Release
Q2 2003 - Intl' Statisics: Supplementary tables
Q1 2003 - International Statistical Release
Q1 2003 - Intl' Statistics: Supplementary tables
2004
Q4 2004 - International Statistical Release
Q4 2004 - Intl' Statistics: Supplementary tables
Q3 2004 - International Statistical Release
Q3 2004 - Intl's Statistics: Supplementary tables
Q2 2004 - Intl' Statistics: Supplementary tables
Q2 2004 - International Statistical Release
Q1 2004 - Intl' Statistics: Supplementary table
Q1 2004 - International Statistical Release
2005
Q4 2005 - International Statistical Release
Q4 2005 - Intl' Statistics: Supplementary tables
Q3 2005 - Intl' Statistics: Supplementary tables
Q3 2005 - International Statistical Release
Q2 2005 - Intl' Statistics: Supplementary tables
Q2 2005 - International Statistical Release
Q1 2005 - Intl' Statistics: Supplementary tables
Q1 2005 - International Statistical Release
2006
Q4 2006 - Intl' Statistics: Supplementary tables
Q4 2006 - International Statistical Release
Q3 2006 - Intl' Statistics: Supplementary tables
Q3 2006 - International Statistical Release
Q2 2006 - Intl' Statistics: Supplementary tables
Q2 2006 - International Statistical Release
Q1 2006 - International Statistical Release
Q1 2006 - Intl' Statistics: Supplementary tables
2007
Q4 2007 - International Statistical Release
Q4 2007 - Intl' Statistics: Supplementary tables
Q3 2007 - International Statistical Release
Q3 2007 - Intl' Statistics: Supplementary tables
Q2 2007 - Intl' Statistics: Supplementary tables
Q2 2007 - International Statistical Release
Q1 2007 - Intl' Statistics: Supplementary tables
Q1 2007 - International Statistical Release
2008
International Statistical Release Q4 2008
Q4 2008 International Statistics: Supplementary Tables
International Statistical Release Q3 2008
Q3 2008 International Statistics: Supplementary Tables
Q2 2008 - International Statistical Release
Q2 2008 - Intl' Statistics: Supplementary Tables
Q1 2008 - International Statistical Release
Q1 2008 - Intl' Statistics: Supplementary Tables
2009
International Statistical Release Q3 2009
Q3 2009 Supplementary Tables
Q2 2009 Supplementary Tables
International Statistical Release Q2 2009
Q1_2009_Supplementary Tables
International Statistical Release Q1 2009
Special Surveys
Asset Management Review 2010
Asset Management Report 2009
Survey: UCITS as a Global Brand
Asset Management Report
Slide Presentation of Main Findings in Asset Management Report
UCITS as Global Brand
Publications
Annual Reports
Annual Report 2009
Annual Report 08-09
Annual Report 2007-2008
Annual Report 2006-2007: For a true single market for investment management
Annual Report 2005-2006
Annual Report 2004-2005
Pensions
The EFAMA Report on Long-Term Savings
Report on Payout Solutions for Pension Schemes
Defined-contribution pension schemes
EPPA: The European Personal Pension Account
Money Market Funds
EFAMA and IMMFA Recommendation for European Classification and Definition of Money Market Funds
Fund Classification
EFCF
UCITS
PWC - EFAMA UCITS IV Survey
EU Regulations
The Community Legislative Process
The Community Laws & Regulations
Derivatives recommendation
Simplified prospectus recommendation
Consolidated UCITS directive (unofficial version)
New UCITS: the company
New UCITS: the product
The Committee of European Securities Regulators (Lamfalussy implementation - advisory role)
The European Securities Committee (Lamfalussy Implementation - advisory role)
Listing particulars directive (consolidated)
Exchange of Information with 3rd countries directive
Post-BCCI directive
Mortgage bonds insertion to UCITS directive
UCITS directive
Recommendation 85/612/EEC of the Council of 20 December 1985
Standards
EFAMA ESF IMA Credit Assessment Guidelines
FactBook
Fund Processing
Joint EFAMA SWIFT Standardization Survey - Ireland 2009 progress report
Joint EFAMA SWIFT Standardization Survey - 2009 progress report
Joint EFAMA SWIFT Standardization Survey - Mid 2009 status report_Oct 2009
Joint EFAMA-SWIFT Report on Progress in Fund Processing Standardization
Standardization of Fund Processing in Europe: Order and Settlement - A New EFAMA FPSG Report
Fund Processing Passport User Guide 2.0
The Fund Processing Passport
Efama conferences and other supported events
EFAMA Conference on Pensions (18 Feb. 2009)
EFAMA Investment Management Forum 2009
1-2 October 09_Conference Brochure_optimized
1-2 October 09_Conference Registration Form
1-2 October 09_Conference Brochure_light
EFAMA Investment Management Forum 2010
EFAMA Conference 2010 Brochure
EFAMA Conference 2010 Registration Form
EFAMA FPP Portal
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